Integrating Bootstrap DEA and Machine Learning Meta-Frontiers to Assess Technical Efficiency and Technology Gaps in Gherkin, Paddy, and Groundnut Farming Systems in Northern Tamil Nadu

  • A. Srikrishna Vellore Institute of Technology, Chennai
  • G. Y. Mythili Vellore Institute of Technology, Chennai

Abstract

This paper analyses technical efficiency and technology gaps among 305 smallholder farmers cultivating gherkin, paddy, and groundnut in northern Tamil Nadu using a dual-frontier framework. Crop-specific technical efficiency is estimated via input-oriented Data Envelopment Analysis under variable returns to scale with bootstrap bias correction. To account for technology heterogeneity across crops, a DEA meta-frontier is constructed and Technology Gap Ratios are derived. In parallel, Quantile Random Forests are employed to estimate flexible nonparametric production frontiers at the 95th conditional quantile, and a pooled machine-learning meta-frontier is obtained. Results indicate high technical efficiency across all crops, with paddy and groundnut operating closer to their group frontiers, while gherkin exhibits greater dispersion. Meta-frontier estimates show minimal technology gaps, with gherkin technology lying closest to the global frontier. Strong agreement between DEA- and ML-based frontiers confirms the robustness of the findings.

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Published
2026-04-17
Section
Research Articles